Filing Details

Accession Number:
0001209191-11-022119
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-07 12:40:58
Reporting Period:
2011-04-05
Filing Date:
2011-04-07
Accepted Time:
2011-04-07 12:40:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1261654 Universal Technical Institute Inc UTI Services-Educational Services (8200) 860226984
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1272480 J Kimberly Mcwaters 16220 N. Scottsdale Road
Suite 100
Scottsdale AZ 85254
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.0001 Par Value Acquisiton 2011-04-05 33,268 $4.40 177,314 No 4 M Direct
Common Stock, $0.0001 Par Value Disposition 2011-04-05 33,268 $20.00 144,046 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.0001 Par Value Employee Stock Option (Right To Buy) Disposition 2011-04-05 33,268 $4.40 33,268 $4.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
112,574 2003-04-02 2012-04-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.0001 Par Value 1,842 Indirect Spouse
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2010.