Home > Insider Trading > Filing (0001140361-20-029973)

Filing Details

Accession Number:: 0001140361-20-029973
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-12-30 21:04:19
Reporting Period:: 2020-12-28

Accepted Time:: 2020-12-30 21:04:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1825249	Cf Acquisition Corp. Iv	CFIV	()	DE

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1024896	Cantor Fitzgerald, L. P.	110 East 59Th Street New York NY 10022		No	No	No	No
1250975	W Howard Lutnick	110 East 59Th Street New York NY 10022	Chief Executive Officer	No	No	No	No
1251145	Cf Group Management Inc	110 East 59Th Street New York NY 10022		No	No	No	No
1825244	Cfac Holdings Iv, Llc	110 East 59Th Street New York NY 10022		No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2020-12-28	1,000,000	$10.00	1,000,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2020-12-28	437,500	$0.00	437,500	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,466,250			No	4	J	Direct

Footnotes

As described in the issuer's registration statement on Form S-1 (File No. 333-251184) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
As contemplated in connection with the initial public offering of the issuer, 437,500 shares of Class B common stock were returned by CFAC Holdings IV, LLC (the "Sponsor") to the issuer for no consideration and cancelled because the underwriters' over-allotment option was partially exercised and the remaining portion of the option would not be exercised by the underwriters.
The Sponsor is the record holder of the shares reported herein. Cantor Fitzgerald, L.P. ("Cantor") is the sole member of the Sponsor. CF Group Management, Inc. ("CFGM") is the managing general partner of Cantor. Mr. Lutnick, the issuer's Chairman and Chief Executive Officer, is the trustee of the sole stockholder, of CFGM. As such, each of Cantor, CFGM and Mr. Lutnick may be deemed to have beneficial ownership of the securities directly held by the Sponsor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
These shares are underlying units (each unit consisting of one share of Class A common stock and one-third of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by the Sponsor acquired pursuant to a private placement units purchase agreement by and between the Sponsor and the issuer. Does not include shares to be purchased pursuant to that certain forward purchase contract between the issuer and the Sponsor.