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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1061069	Avalon Holdings Corp	AWX	Refuse Systems (4953)	341863889

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1670105	Bryan Saksa	C/O Avalon Holdings Corporation One American Way Warren OH 44484	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-12-28	24,000	$1.83	24,000	No	4	M	Direct
Common Stock	Disposition	2020-12-28	24,000	$4.50	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Options (Right to Buy)	Disposition	2020-12-28	24,000	$0.00	24,000	$1.83

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
54,000	2016-03-16	2026-03-16	No	4	M	Direct

Footnotes

The shares sold were acquired contemporaneously upon the cashless exercise of a stock option at an exercise price of $1.83 per share.
The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person on November 18, 2020.
The date indicated is the grant date and the options vest in five equal installments beginning one year from the grant date. At the end of each vesting period, the Avalon Holdings Corporation Class A common stock must reach a predetermined market price within three years before the vested options are exercisable.