Filing Details

Accession Number:
0001214659-20-010749
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-30 09:22:04
Reporting Period:
2020-12-28
Accepted Time:
2020-12-30 09:22:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825324 Good Times Restaurants Inc. GTIM Retail-Eating Places (5812) 841133368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1714035 M Ryan Zink 141 Union Boulevard #400
Lakewood CO 80228
Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-28 700 $2.98 5,700 No 4 P Indirect Shares held in spouse's IRA
Common Stock Acquisiton 2020-12-28 500 $3.00 6,200 No 4 P Indirect Shares held in spouse's IRA
Common Stock Acquisiton 2020-12-28 2,500 $3.00 87,119 No 4 P Direct
Common Stock Acquisiton 2020-12-28 2,188 $3.05 89,307 No 4 P Direct
Common Stock Acquisiton 2020-12-29 4,000 $2.81 93,307 No 5 P Direct
Common Stock Acquisiton 2020-12-29 5,000 $2.83 98,307 No 5 P Direct
Common Stock Acquisiton 2020-12-29 214 $2.85 98,521 No 5 P Direct
Common Stock Acquisiton 2020-12-29 4,786 $2.87 103,307 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Shares held in spouse's IRA
No 4 P Indirect Shares held in spouse's IRA
No 4 P Direct
No 4 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Option $2.33 2027-12-23 90,000 90,000 Direct
Common Stock Incentive Stock Options (Right to buy) $5.00 2018-10-12 2028-10-12 15,000 105,000 Direct
Common Stock Incentive Stock Options (Right to buy) $4.66 2018-11-16 2028-11-16 12,876 117,876 Direct
Common Stock Restricted Stock Units $0.00 2020-11-16 2021-11-16 4,341 122,217 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-12-23 90,000 90,000 Direct
2028-10-12 15,000 105,000 Direct
2028-11-16 12,876 117,876 Direct
2021-11-16 4,341 122,217 Direct
Footnotes
  1. The date on which the price of the Company common stock (as traded on the Nasdaq Capital Market) is $4.00, as measured based on the trailing 60 calendar day volume-weighted average price (VWAP) of Company common stock
  2. The Reporting Person was granted 90,000 Incentive Stock Options on December 24, 2020.
  3. The reporting person was granted 15,000 Incentive Stock Options on October 12, 2018 vesting at 1/5 of the total granted amount over five years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
  4. The reporting person was granted 12,876 Incentive Stock Options on November 16, 2018 vesting at 1/5 of the total granted amount over five years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
  5. The Reporting Person was granted 13,021 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.