Filing Details
- Accession Number:
- 0001214659-20-010749
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-30 09:22:04
- Reporting Period:
- 2020-12-28
- Accepted Time:
- 2020-12-30 09:22:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
825324 | Good Times Restaurants Inc. | GTIM | Retail-Eating Places (5812) | 841133368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1714035 | M Ryan Zink | 141 Union Boulevard #400 Lakewood CO 80228 | Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-12-28 | 700 | $2.98 | 5,700 | No | 4 | P | Indirect | Shares held in spouse's IRA |
Common Stock | Acquisiton | 2020-12-28 | 500 | $3.00 | 6,200 | No | 4 | P | Indirect | Shares held in spouse's IRA |
Common Stock | Acquisiton | 2020-12-28 | 2,500 | $3.00 | 87,119 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-12-28 | 2,188 | $3.05 | 89,307 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-12-29 | 4,000 | $2.81 | 93,307 | No | 5 | P | Direct | |
Common Stock | Acquisiton | 2020-12-29 | 5,000 | $2.83 | 98,307 | No | 5 | P | Direct | |
Common Stock | Acquisiton | 2020-12-29 | 214 | $2.85 | 98,521 | No | 5 | P | Direct | |
Common Stock | Acquisiton | 2020-12-29 | 4,786 | $2.87 | 103,307 | No | 5 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Shares held in spouse's IRA |
No | 4 | P | Indirect | Shares held in spouse's IRA |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option | $2.33 | 2027-12-23 | 90,000 | 90,000 | Direct | |
Common Stock | Incentive Stock Options (Right to buy) | $5.00 | 2018-10-12 | 2028-10-12 | 15,000 | 105,000 | Direct |
Common Stock | Incentive Stock Options (Right to buy) | $4.66 | 2018-11-16 | 2028-11-16 | 12,876 | 117,876 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2020-11-16 | 2021-11-16 | 4,341 | 122,217 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2027-12-23 | 90,000 | 90,000 | Direct |
2028-10-12 | 15,000 | 105,000 | Direct |
2028-11-16 | 12,876 | 117,876 | Direct |
2021-11-16 | 4,341 | 122,217 | Direct |
Footnotes
- The date on which the price of the Company common stock (as traded on the Nasdaq Capital Market) is $4.00, as measured based on the trailing 60 calendar day volume-weighted average price (VWAP) of Company common stock
- The Reporting Person was granted 90,000 Incentive Stock Options on December 24, 2020.
- The reporting person was granted 15,000 Incentive Stock Options on October 12, 2018 vesting at 1/5 of the total granted amount over five years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
- The reporting person was granted 12,876 Incentive Stock Options on November 16, 2018 vesting at 1/5 of the total granted amount over five years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
- The Reporting Person was granted 13,021 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.