Filing Details
- Accession Number:
- 0001209191-20-065424
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-30 06:00:12
- Reporting Period:
- 2020-12-29
- Accepted Time:
- 2020-12-30 06:00:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394319 | Tracon Pharmaceuticals Inc. | TCON | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236540 | C Mark Wiggins | C/O Tracon Pharmaceuticals, Inc. 4350 La Jolla Village Drive San Diego CA 92122 | Chief Business Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-29 | 997 | $10.57 | 13,697 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-12-29 | 3 | $10.56 | 13,700 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Includes 350 shares acquired by the reporting person under the Issuer's 2015 Employee Stock Purchase Plan on October 20, 2020.
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