Filing Details
- Accession Number:
- 0001387467-20-000096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-29 19:27:39
- Reporting Period:
- 2020-12-28
- Accepted Time:
- 2020-12-29 19:27:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1387467 | Alpha & Omega Semiconductor Ltd | AOSL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1689576 | S. Lucas Chang | C/O Alpha &Amp; Omega Semiconductor Limited 475 Oakmead Parkway Sunnyvale CA 94085 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Share | Disposition | 2020-12-11 | 900 | $0.00 | 31,434 | No | 4 | G | Direct | |
| Common Share | Disposition | 2020-12-28 | 8,000 | $23.84 | 23,434 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.51 to $24.07, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Billionaire Hedge Funds
