Filing Details
- Accession Number:
- 0001209191-20-065400
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-29 18:02:45
- Reporting Period:
- 2020-12-27
- Accepted Time:
- 2020-12-29 18:02:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1664703 | Bloom Energy Corp | BE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245702 | Hari Pillai | 4353 North First Street San Jose CA 95134 | Evp Of Cig | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-12-27 | 37,500 | $0.00 | 92,210 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2020-12-28 | 2,084 | $11.31 | 94,294 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2020-12-28 | 39,584 | $28.93 | 54,710 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units (Class A Common Stock) | Disposition | 2020-12-27 | 37,500 | $0.00 | 37,500 | $0.00 |
Class A Common Stock | Stock Option (Right to Buy Class A Common Stock) | Disposition | 2020-12-28 | 2,084 | $0.00 | 2,084 | $11.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
75,000 | 2029-02-15 | No | 4 | M | Direct | |
50,000 | 2029-02-15 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $28.08 to $31.47 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
- The RSUs vest in annual installments of 37,500 shares each on December 27, 2019, December 27, 2020, December 27, 2021 and December 27, 2022, subject to continuous service by the Reporting Person with the Issuer.
- The stock option vested as to 1/4 of the shares on December 27, 2019 and the remaining options will vest as to 1/36 of the shares monthly over the remaining three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date.