Filing Details

Accession Number:
0001567619-20-021634
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-29 16:48:02
Reporting Period:
2020-12-18
Accepted Time:
2020-12-29 16:48:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1399249 Pzena Investment Management Inc. PZN Investment Advice (6282) 208999751
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1768116 Caroline Chenyu Cai Pzena Investment Management, Inc.
320 Park Avenue, 8Th Floor
New York NY 10022
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Disposition 2020-12-18 401 $7.90 228,598 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The transactions were executed in multiple trades at prices ranging from $7.90 to $7.905. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.