Filing Details
- Accession Number:
- 0001437749-20-026057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-29 16:31:45
- Reporting Period:
- 2020-12-23
- Accepted Time:
- 2020-12-29 16:31:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 846913 | Fuel Tech Inc. | FTEK | Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) | 205657551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1118164 | L Dennis Zeitler | C/O Fuel Tech 27601 Bella Vista Parkway Warrenville IL 60555 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-23 | 44,000 | $0.97 | 106,627 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-12-23 | 27,000 | $1.58 | 133,627 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-23 | 71,000 | $4.92 | 62,627 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Stock Option (Right to Buy) | Disposition | 2020-12-23 | 44,000 | $0.00 | 44,000 | $0.97 |
| Common | Stock Option (Right to Buy) | Disposition | 2020-12-23 | 27,000 | $0.00 | 27,000 | $1.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 106,627 | 2017-12-07 | 2027-12-07 | No | 4 | M | Direct |
| 133,627 | 2016-05-20 | 2026-05-20 | No | 4 | M | Direct |
Billionaire Hedge Funds
