Filing Details

Accession Number:
0001213900-20-045177
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-29 16:05:47
Reporting Period:
2020-12-23
Accepted Time:
2020-12-29 16:05:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1733413 Tff Pharmaceuticals Inc. TFFP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1568678 R. Glenn Mattes 2600 Via Fortuna, Suite 360
Austin TX 78746
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-23 30,000 $2.50 40,000 No 4 M Direct
Common Stock Disposition 2020-12-23 30,000 $15.33 10,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2020-12-23 30,000 $0.00 30,000 $2.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,074,227 2019-05-01 2028-05-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,000 Indirect By Spouse
Footnotes
  1. The transactions reported by this Form 4 were effect pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2020.
  2. The transactions reported by this Form 4 reflect the Reporting Person's exercise of options to purchase common shares pursuant to Rule 16b-3 under the Securities Exchange Act of 1934 and the Reporting Person's concurrent sale of the common shares acquired upon the exercise of the options.
  3. 200,000 shares of the option vested and became exercisable on May 1, 2019.