Filing Details

Accession Number:
0001567619-20-021626
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-29 11:00:25
Reporting Period:
2020-12-28
Accepted Time:
2020-12-29 11:00:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569994 Waterstone Financial Inc. WSBF Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1598648 Syburg Ellen Bartel 11200 West Plank Court
Wauwatosa WI 53226
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-24 20,773 $12.75 38,273 No 4 M Direct
Common Stock Disposition 2020-11-24 5,773 $18.75 32,500 No 4 S Direct
Common Stock Disposition 2020-11-24 15,000 $18.50 17,500 No 4 S Direct
Commons Stock Acquisiton 2020-12-28 21,442 $12.75 38,942 No 4 M Direct
Commons Stock Disposition 2020-12-28 6,442 $18.75 32,500 No 4 S Direct
Common Stock Disposition 2020-12-28 15,000 $18.85 17,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2020-11-24 20,773 $0.00 20,773 $12.75
Common Stock Stock Option Disposition 2020-12-28 21,442 $0.00 21,442 $12.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
58,942 2016-03-04 2025-03-04 No 4 M Direct
37,500 2016-03-04 2025-03-04 No 4 M Direct