Filing Details
- Accession Number:
- 0001493152-20-024410
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-28 21:46:58
- Reporting Period:
- 2020-12-23
- Accepted Time:
- 2020-12-28 21:46:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1642380 | Oncocyte Corp | OCX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229339 | D Alfred Kingsley | 150 E. 57Th Street New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value | Acquisiton | 2020-12-23 | 1,237 | $1.34 | 319,740 | No | 4 | M | Direct | |
Common Stock, No Par Value | Disposition | 2020-12-23 | 900 | $2.55 | 318,840 | No | 4 | S | Direct | |
Common Stock, No Par Value | Acquisiton | 2020-12-28 | 65,271 | $1.34 | 384,111 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to purchase common stock | Acquisiton | 2020-12-23 | 1,237 | $1.34 | 1,237 | $1.34 |
Common Stock | Option to purchase common stock | Acquisiton | 2020-12-28 | 65,271 | $1.34 | 65,271 | $1.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
65,271 | 2020-12-28 | No | 4 | M | Direct | |
0 | 2020-12-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, No Par Value | 75,345 | Indirect | See footnote |
Common Stock, No Par Value | 18,767 | Indirect | See footnote |
Footnotes
- The shares of common stock are held by Greenbelt Corp. The Reporting Person is the President of Greenbelt Corp. and in such capacity has the right to vote and dispose of the securities held by such entity.
- The shares of common stock are held by Greenway Partners, LP. The Reporting Person is the General Partner of Greenway Partners, LP and in such capacity has the right to vote and dispose of the securities held by such entity.
- The options vested and became exercisable in equal quarterly installments on the last day of each calendar quarter over a four-year period from the date of grant on December 29, 2010.