Filing Details
- Accession Number:
- 0001181431-11-022900
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-06 20:27:08
- Reporting Period:
- 2011-04-04
- Filing Date:
- 2011-04-06
- Accepted Time:
- 2011-04-06 20:27:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
6951 | Applied Materials Inc | AMAT | Semiconductors & Related Devices (3674) | 941655526 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1048858 | T Thomas Edman | C/O Applied Materials, Inc. P.o. Box 58039, 3050 Bowers Av, M/S 1268 Santa Clara CA 95054 | Group Vp & Gm, Display And Akt | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-04 | 3,615 | $14.41 | 163,446 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-04-04 | 5,114 | $14.41 | 168,560 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-04 | 5,114 | $15.29 | 163,446 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-04 | 2,357 | $14.18 | 165,803 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-04 | 2,357 | $15.29 | 163,446 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-04 | 6,372 | $14.18 | 169,818 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-04 | 6,372 | $15.29 | 163,446 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-04 | 6,503 | $6.04 | 169,949 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-04 | 6,503 | $15.29 | 163,446 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-04 | 4,876 | $5.45 | 168,322 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-04 | 4,876 | $15.29 | 163,446 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-04 | 1,627 | $5.45 | 165,073 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-04 | 1,627 | $15.29 | 163,446 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-04 | 3,615 | $0.00 | 3,615 | $14.41 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-04 | 5,114 | $0.00 | 5,114 | $14.41 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-04 | 2,357 | $0.00 | 2,357 | $14.18 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-04 | 6,372 | $0.00 | 6,372 | $14.18 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-04 | 6,503 | $0.00 | 6,503 | $6.04 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-04 | 4,876 | $0.00 | 4,876 | $5.45 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-04 | 1,627 | $0.00 | 1,627 | $5.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-04-20 | 2012-01-16 | No | 4 | M | Direct |
0 | 2005-04-20 | 2012-01-16 | No | 4 | M | Direct |
0 | 2005-04-20 | 2012-04-17 | No | 4 | M | Direct |
0 | 2005-04-20 | 2012-04-17 | No | 4 | M | Direct |
0 | 2006-05-04 | 2012-07-25 | No | 4 | M | Direct |
0 | 2005-10-16 | 2012-10-16 | No | 4 | M | Direct |
0 | 2006-05-04 | 2012-10-16 | No | 4 | M | Direct |
Footnotes
- Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 140,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest in August 2011; (b) 18,750 shares are scheduled to vest in installments during each July of 2011 through 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date).