Filing Details

Accession Number:
0001161697-20-000604
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-28 16:47:29
Reporting Period:
2020-12-22
Accepted Time:
2020-12-28 16:47:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1369568 Catalyst Pharmaceuticals Inc. CPRX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1279473 Gary Ingenito 355 Alhambra Circle, Suite 1250
Coral Gables FL 33134
Chief Medical Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2020-12-22 14,666 $0.00 14,666 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2020-12-22 3,668 $3.45 10,998 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2020-12-22 14,666 $0.00 14,666 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
871,334 No 4 M Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of the Registrant's common stock upon vesting.and does not relate to any disagreements with the Company on any matter relating to the Company's operations, policies and practices. Dr. Ingenito remains an officer of the Company.
  2. Dr. Ingenito sold the shares on the open market to pay for taxes due on the vesting of the restricted stock units.
  3. Derivative securities vest in equal tranches, 1/3rd on December 2, 2020, 1/3rd on December 2, 2021 and 1/3rd on December 2, 2022.
  4. Shares of common stock will be delivered to the Reporting Person within sixty days of vesting. The first tranche of shares was delivered on December 22, 2020.