Home > Insider Trading > Filing (0001104659-20-139755)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1093691	Plug Power Inc	PLUG	Electrical Industrial Apparatus (3620)	223672377

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1224978	B Paul Middleton	C/O Plug Power Inc. 968 Albany Shaker Road Latham NY 12110	Cfo & Senior Vp	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-12-24	41,667	$2.23	241,657	No	4	M	Direct
Common Stock	Acquisiton	2020-12-24	41,667	$2.62	283,324	No	4	M	Direct
Common Stock	Acquisiton	2020-12-24	133,333	$1.96	416,657	No	4	M	Direct
Common Stock	Disposition	2020-12-24	216,667	$35.13	199,990	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2020-12-24	41,667	$0.00	41,667	$2.23
Common Stock	Stock Option (Right to Buy)	Disposition	2020-12-24	41,667	$0.00	41,667	$2.62
Common Stock	Stock Option (Right to Buy)	Disposition	2020-12-24	133,333	$0.00	133,333	$1.96

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
83,333	2029-08-19	No	4	M	Direct
83,333	2029-08-19	No	4	M	Direct
66,667	2028-08-28	No	4	M	Direct

Footnotes

Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of September 2, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.03 to $35.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
On August 19, 2019, the Reporting Person was granted 125,000 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date.
On August 19, 2019, the Reporting Person was granted 125,000 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date.
On August 28, 2018, the Reporting Person was granted 200,000 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date.