Filing Details
- Accession Number:
- 0001493152-20-024301
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-28 06:21:08
- Reporting Period:
- 2020-12-24
- Accepted Time:
- 2020-12-28 06:21:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1716166 | Vivos Therapeutics Inc. | VVOS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1425339 | K. Bradford Amman | 9137 S. Ridgeline Blvd, Suite 135 Highlands Ranch CO 80129 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-24 | 1,000 | $7.38 | 1,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $7.50 | 2023-10-22 | 83,334 | 83,334 | Direct | |
| Common Stock | Stock Option | $7.50 | 2024-11-18 | 16,667 | 16,667 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-10-22 | 83,334 | 83,334 | Direct |
| 2024-11-18 | 16,667 | 16,667 | Direct |
Footnotes
- 83,334 stock options granted on October 22, 2018. One-fifth vested immediately and one-fifth vests annually on each anniversary date through October 22, 2022.
- 16,667 stock options granted on November 18, 2019. One-fifth vested immediately and one-fifth vests annually on each anniversary date through November 18, 2023.
Billionaire Hedge Funds
