Filing Details

Accession Number:
0001225208-20-015063
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-28 06:00:42
Reporting Period:
2020-12-17
Accepted Time:
2020-12-28 06:00:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
923738 R Charles Schwab 211 Main Street
San Francisco CA 94105
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-12-17 98,870 $51.48 71,494,376 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 44,025 Indirect by 188 Corp
Common Stock 32,409,941 Indirect by Limited Partnership
Common Stock 17,003,360 Indirect by Spouse as Trustee
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2020.
  2. This transaction was executed in multiple trades at prices ranging from $51.32 to $51.81. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.