Filing Details
- Accession Number:
- 0001469367-20-000267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-23 21:30:52
- Reporting Period:
- 2020-12-22
- Accepted Time:
- 2020-12-23 21:30:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1469367 | Sunrun Inc. | RUN | Hearing Equip, Except Elec & Warm Air; & Plumbing Fixtures (3430) | 262841711 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1673823 | David Bywater | C/O Sunrun Inc. 225 Bush Street, Suite 1400 San Francisco CA 94104 | Ceo Of Vivint Solar, Inc. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-22 | 41,521 | $5.73 | 347,240 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-12-22 | 35,407 | $7.59 | 382,647 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-12-22 | 38,109 | $14.10 | 420,756 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-22 | 115,037 | $70.22 | 305,719 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-23 | 148,288 | $7.59 | 454,007 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-23 | 148,288 | $70.00 | 305,719 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-12-22 | 41,521 | $0.00 | 41,521 | $5.73 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-12-22 | 35,407 | $0.00 | 35,407 | $7.59 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-12-22 | 38,109 | $0.00 | 38,109 | $14.10 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-12-23 | 148,288 | $0.00 | 148,288 | $7.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 41,716 | 2028-03-15 | No | 4 | M | Direct | |
| 292,049 | 2029-01-17 | No | 4 | M | Direct | |
| 76,219 | 2029-12-12 | No | 4 | M | Direct | |
| 143,761 | 2029-01-17 | No | 4 | M | Direct |
Footnotes
- The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.
- Price represents the weighted average sale price of the shares sold. The sale price ranged from $70.00 to $70.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Price represents the weighted average sale price of the shares sold. The sale price ranged from $70.00 to $70.17 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Shares held following the reported transactions includes 210,154 Restricted Stock Units, which are subject to forfeiture until they vest.
- 25% of the shares subject to the original option grant vested on the first quarterly vesting date that is on or after January 1, 2019, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to the Issuer through each such date.
- 25% of the shares subject to the original option grant vested on the first quarterly vesting date that is on or after January 1, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to Sunrun through each such date.
- 25% of the shares subject to the original option grant vest on the first quarterly vesting date that is on or after December 6, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to Sunrun through each such date.
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