Filing Details
- Accession Number:
- 0000709283-20-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-23 19:28:41
- Reporting Period:
- 2020-12-23
- Accepted Time:
- 2020-12-23 19:28:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 709283 | Quantum Corp | QMCO | Computer Storage Devices (3572) | 942665054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1651155 | J Regan Macpherson | C/O Quantum Corporation 224 Airport Parkway, Suite 550 San Jose CA 95110 | Chief Legal&Compliance Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-12-23 | 8,992 | $6.37 | 53,831 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of performance stock units granted on November 1, 2019 and restricted stock units granted on November 1, 2019.
- This is the price of the shares sold, $6.3657 per share. Upon request by the Commission staff, Quantum Corporation, or a security holder of the Quantum Corporation, the Reporting Person will provide full information regarding the number of shares sold at this price as set forth in this Form 4.
- Includes 323 shares acquired under Quantum Corporation's Employee Stock Purchase Plan on August 5, 2020.
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