Filing Details

Accession Number:
0001209191-20-065102
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-23 19:00:08
Reporting Period:
2020-12-21
Accepted Time:
2020-12-23 19:00:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1478320 Adaptive Biotechnologies Corp ADPT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1402017 J Michael Pellini C/O Adaptive Biotechnologies Corp.
Suite 200
Seattle WA 98102
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-21 25,000 $6.55 25,000 No 4 M Direct
Common Stock Disposition 2020-12-21 25,000 $60.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-12-21 25,000 $0.00 25,000 $6.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
75,000 2028-02-07 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2020.
  2. The options vested with respect to 1/4 of such shares on February 7, 2019, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.