Filing Details
- Accession Number:
- 0001104659-11-018972
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-06 18:55:47
- Reporting Period:
- 2011-04-06
- Filing Date:
- 2011-04-06
- Accepted Time:
- 2011-04-06 18:55:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1502034 | Gnc Acquisition Holdings Inc. | GNC | Retail-Food Stores (5400) | 208536244 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247154 | J Beth Kaplan | Gnc Holdings, Inc. 300 Sixth Avenue Pittsburgh PA 15222 | President And Cmmo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.001 (''Common Stock'') | Acquisiton | 2011-04-06 | 134,187 | $6.93 | 134,187 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-06 | 134,187 | $16.00 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-06 | 34,910 | $16.00 | 283,783 | No | 4 | S | Indirect | By Axcel Partners III, LLC (''Axcel Partners'') |
Series A Preferred Stock, Par Value $0.001 | Disposition | 2011-04-06 | 128,861 | $5.00 | 0 | No | 4 | J | Indirect | By Axcel Partners |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Axcel Partners III, LLC (''Axcel Partners'') |
No | 4 | J | Indirect | By Axcel Partners |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2011-04-06 | 134,187 | $0.00 | 134,187 | $6.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
740,813 | 2018-01-02 | No | 4 | M | Direct |
Footnotes
- Ms. Kaplan is a member of Axcel Managers LLC, the managing member of Axcel Partners, and of SK Limited Partnership, a member of Axcel Partners. Ms. Kaplan disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that Ms. Kaplan is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes.
- The reported security was redeemed by the issuer at a redemption price per share of $5.00, plus accrued and unpaid dividends through the redemption date of April 6, 2011, for a total redemption price of $7.47 per share.
- Option granted on January 2, 2008. This option, representing a right to purchase 875,000 shares of Common Stock, vests in four installments: 20% on January 2, 2009, 20% on January 2, 2010, 30% on January 2, 2011 and 30% on January 2, 2012.