Filing Details
- Accession Number:
- 0001225208-20-015057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-23 16:34:20
- Reporting Period:
- 2020-12-22
- Accepted Time:
- 2020-12-23 16:34:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
866787 | Autozone Inc | AZO | Retail-Auto & Home Supply Stores (5531) | 621482048 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1080992 | Iii C William Rhodes | 123 South Front Street Memphis TN 38103 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-12-18 | 3,436 | $0.00 | 15,463 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2020-12-22 | 11,250 | $371.47 | 26,713 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-12-22 | 300 | $1,191.43 | 26,413 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-22 | 848 | $1,186.34 | 25,565 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-22 | 1,406 | $1,185.53 | 24,159 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-22 | 1,500 | $1,187.46 | 22,659 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-22 | 1,821 | $1,190.67 | 20,838 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-22 | 2,474 | $1,189.74 | 18,364 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-22 | 2,901 | $1,188.71 | 15,463 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-23 | 100 | $1,187.00 | 0 | No | 4 | S | Indirect | As Co-Trustee for Siblings' Trust #1 |
Common Stock | Acquisiton | 2020-12-18 | 3,436 | $0.00 | 3,436 | No | 5 | G | Indirect | As Trustee for Descendants Trust |
Common Stock | Disposition | 2020-12-18 | 3,436 | $0.00 | 5,249 | No | 5 | G | Indirect | By Trust for Wife |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | As Co-Trustee for Siblings' Trust #1 |
No | 5 | G | Indirect | As Trustee for Descendants Trust |
No | 5 | G | Indirect | By Trust for Wife |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-12-22 | 11,250 | $0.00 | 11,250 | $371.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,250 | 2022-09-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 100 | Indirect | As Co-Trustee for Siblings' Trust #2 |
Common Stock | 847 | Indirect | As Custodian for Son |
Common Stock | 1,720 | Indirect | As Trustee for Daughter's Trust |
Common Stock | 1,719 | Indirect | As Trustee for Son's trust |
Common Stock | 5,000 | Indirect | GRAT #4 |
Common Stock | 5,000 | Indirect | GRAT #5 |
Footnotes
- On December 18, 2020, the Reporting Person transferred 3,436 shares of common stock, par value $0.01 per share (each a "Share"), of AutoZone, Inc. ("Issuer") to a descendants trust of which the Reporting Person is trustee.
- This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1,191.30 -$1,191.49 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission ("SEC") staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1,186.11 -$1,186.78 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1,185.00 -$1,185.87 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1,187.16-$1,188.08 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1,190.21 -$1,191.18 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1,189.21 -$1,190.16 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1,188.18-$1,189.17 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
- Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively.