Filing Details

Accession Number:
0001225208-20-015057
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-23 16:34:20
Reporting Period:
2020-12-22
Accepted Time:
2020-12-23 16:34:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
866787 Autozone Inc AZO Retail-Auto & Home Supply Stores (5531) 621482048
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1080992 Iii C William Rhodes 123 South Front Street
Memphis TN 38103
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-12-18 3,436 $0.00 15,463 No 5 G Direct
Common Stock Acquisiton 2020-12-22 11,250 $371.47 26,713 No 4 M Direct
Common Stock Disposition 2020-12-22 300 $1,191.43 26,413 No 4 S Direct
Common Stock Disposition 2020-12-22 848 $1,186.34 25,565 No 4 S Direct
Common Stock Disposition 2020-12-22 1,406 $1,185.53 24,159 No 4 S Direct
Common Stock Disposition 2020-12-22 1,500 $1,187.46 22,659 No 4 S Direct
Common Stock Disposition 2020-12-22 1,821 $1,190.67 20,838 No 4 S Direct
Common Stock Disposition 2020-12-22 2,474 $1,189.74 18,364 No 4 S Direct
Common Stock Disposition 2020-12-22 2,901 $1,188.71 15,463 No 4 S Direct
Common Stock Disposition 2020-12-23 100 $1,187.00 0 No 4 S Indirect As Co-Trustee for Siblings' Trust #1
Common Stock Acquisiton 2020-12-18 3,436 $0.00 3,436 No 5 G Indirect As Trustee for Descendants Trust
Common Stock Disposition 2020-12-18 3,436 $0.00 5,249 No 5 G Indirect By Trust for Wife
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect As Co-Trustee for Siblings' Trust #1
No 5 G Indirect As Trustee for Descendants Trust
No 5 G Indirect By Trust for Wife
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2020-12-22 11,250 $0.00 11,250 $371.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,250 2022-09-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100 Indirect As Co-Trustee for Siblings' Trust #2
Common Stock 847 Indirect As Custodian for Son
Common Stock 1,720 Indirect As Trustee for Daughter's Trust
Common Stock 1,719 Indirect As Trustee for Son's trust
Common Stock 5,000 Indirect GRAT #4
Common Stock 5,000 Indirect GRAT #5
Footnotes
  1. On December 18, 2020, the Reporting Person transferred 3,436 shares of common stock, par value $0.01 per share (each a "Share"), of AutoZone, Inc. ("Issuer") to a descendants trust of which the Reporting Person is trustee.
  2. This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1,191.30 -$1,191.49 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission ("SEC") staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  3. This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1,186.11 -$1,186.78 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  4. This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1,185.00 -$1,185.87 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  5. This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1,187.16-$1,188.08 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  6. This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1,190.21 -$1,191.18 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  7. This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1,189.21 -$1,190.16 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  8. This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1,188.18-$1,189.17 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  9. Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
  10. Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively.