Filing Details
- Accession Number:
- 0001209191-20-065015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-23 16:23:52
- Reporting Period:
- 2020-12-21
- Accepted Time:
- 2020-12-23 16:23:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1323885 | Atricure Inc. | ATRC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230584 | H Michael Carrel | 7555 Innovation Way Mason OH 45040 | President, Ceo, & Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-21 | 24,751 | $21.04 | 529,255 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-21 | 24,751 | $55.00 | 504,504 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-22 | 25,000 | $21.04 | 529,594 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-22 | 25,000 | $56.00 | 504,504 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-22 | 25,000 | $21.04 | 529,504 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-22 | 25,000 | $57.00 | 504,504 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-12-21 | 24,751 | $0.00 | 24,751 | $21.04 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-12-22 | 25,000 | $0.00 | 25,000 | $21.04 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-12-22 | 25,000 | $0.00 | 25,000 | $21.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,000 | 2018-01-24 | 2024-01-24 | No | 4 | M | Direct |
| 0 | 2018-01-24 | 2024-01-24 | No | 4 | M | Direct |
| 200,000 | 2014-03-10 | 2024-01-24 | No | 4 | M | Direct |
Footnotes
- These shares were exercised pursuant to a 10b5-1 trading plan.
- These shares were sold pursuant to a 10b5-1 trading plan.
- These options were granted on January 24, 2014. The options vest and are exercisable as to 25% of the shares one year from the date of grant and the remaining 75% thereafter vests and are exercisable in equal monthly installments on the same day of the month over the following three years.
- Options to purchase shares in 25,000 increments were granted on January 24, 2014 and vest at each Option Trigger Event. "Option Trigger Event" shall mean the volume adjusted weighted average closing price of common stock of the Company as reported by NASDAQ (or any other exchange on which the common stock of the Company is listed) for 30 consecutive days equals or exceeds each of $10.00 per share, $12.50 per share, $15.00 per share, $17.50 per share, $20.00 per share, $25.00 per share, $30.00 per share, $35.00 per share and $40.00 per share.
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