Filing Details

Accession Number:
0001104659-20-139126
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-23 16:21:49
Reporting Period:
2020-12-16
Accepted Time:
2020-12-23 16:21:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357971 Energy Services Of America Corp ESOA Water, Sewer, Pipeline, Comm & Power Line Construction (1623) 204606266
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1780236 S Frank Lucente 75 West 3Rd Avenue
Huntington WV 25701
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-16 3,975 $1.00 324,174 No 4 P Direct
Common Stock Acquisiton 2020-12-16 25 $0.98 324,199 No 4 P Direct
Common Stock Acquisiton 2020-12-17 3,000 $1.00 327,199 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Preferred Stock 2 Direct
Footnotes
  1. Series A Preferred Stock will be converted into shares of Common Stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.
  2. Units consist of one share of Convertible Cumulative Perpetual Preferred Stock at a price of $25,000 per unit.