Filing Details
- Accession Number:
- 0001593968-20-002403
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-23 16:11:36
- Reporting Period:
- 2020-12-21
- Accepted Time:
- 2020-12-23 16:11:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 887359 | Vericel Corp | VCEL | Biological Products, (No Disgnostic Substances) (2836) | 943096597 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1626325 | Mark Jonathan Hopper | C/O Vericel Corporation 64 Sidney Street Cambridge MA 02139 | Chief Medical Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-21 | 5,000 | $10.95 | 9,331 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-21 | 5,000 | $26.27 | 4,331 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-21 | 18,264 | $10.95 | 22,595 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-21 | 7,526 | $26.61 | 15,069 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-21 | 20,000 | $10.95 | 35,069 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-21 | 11,709 | $26.61 | 23,360 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-12-21 | 5,000 | $0.00 | 5,000 | $10.95 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-12-21 | 20,000 | $0.00 | 20,000 | $10.95 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-12-21 | 18,264 | $0.00 | 18,264 | $10.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 130,000 | 2028-08-20 | No | 4 | M | Direct | |
| 110,000 | 2028-08-20 | No | 4 | M | Direct | |
| 91,736 | 2028-08-20 | No | 4 | M | Direct |
Footnotes
- These shares include shares acquired pursuant to the Issuer's 2015 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.
- These options, representing the right to purchase 135,000 shares, became exercisable on August 20, 2019, the first anniversary of the date of grant, with 25% vesting and the remaining 75% vesting in equal quarterly installments over three years thereafter, contingent upon continued service to the Company.
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