Filing Details
- Accession Number:
- 0001575705-20-000301
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-12-23 09:52:37
- Reporting Period:
- 2020-04-01
- Accepted Time:
- 2020-12-23 09:52:37
- Original Submission Date:
- 2020-09-25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 8504 | Ageagle Aerial Systems Inc. | UAVS | Aircraft (3721) | 880422242 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1589809 | M. Nicole Fernandez-Mcgovern | C/O Ageagle Aerial Systems Inc. 8863 E. 34Th Street North Wichita KS 67226 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Acquisiton | 2020-09-17 | 35,000 | $0.06 | 105,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2020-09-17 | 35,000 | $2.65 | 70,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to purchase common stock, par value $0.001 per share | Disposition | 2020-09-17 | 35,000 | $0.00 | 35,000 | $0.06 |
| Common Stock | Options to purchase common stock, par value $0.001 per share | Disposition | 2020-04-01 | 12,500 | $1.64 | 12,500 | $1.64 |
| Common Stock | Options to purchase common stock, par value $0.001 per share | Disposition | 2020-04-01 | 12,500 | $1.82 | 12,500 | $1.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 707,533 | 2027-10-02 | No | 4 | M | Direct | |
| 695,033 | 2023-09-29 | No | 4 | J | Direct | |
| 682,533 | 2023-06-29 | No | 4 | J | Direct |
Footnotes
- The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020.
- The options became exercisable and vested in equal installments over a two-year period.
- The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.
- The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan in 2018. The options were cancelled April 1, 2020. No value was received for the cancellation of this option.
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