Filing Details
- Accession Number:
- 0001387131-20-011584
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-23 09:17:22
- Reporting Period:
- 2020-12-18
- Accepted Time:
- 2020-12-23 09:17:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1293310 | Humanigen Inc | HGEN | Pharmaceutical Preparations (2834) | 770557236 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1679448 | Ltd. Bay Nomis | Wessex House, 3Rd Floor 45 Reid Street Hamilton D0 HM12 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-12-18 | 62,700 | $15.76 | 6,469,733 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-18 | 37,300 | $15.00 | 6,432,433 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2020-12-21 | 25,000 | $19.46 | 6,407,433 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Call Option (Obligation to sell) | Disposition | 2020-12-07 | 70 | $0.10 | 7,000 | $15.00 |
| Common Stock | Call Option (Obligation to sell) | Disposition | 2020-12-10 | 100 | $0.10 | 10,000 | $15.00 |
| Common Stock | Call Option (Obligation to sell) | Disposition | 2020-12-15 | 157 | $0.40 | 15,700 | $15.00 |
| Common Stock | Call Option (Obligation to sell) | Disposition | 2020-12-17 | 46 | $0.15 | 4,600 | $15.00 |
| Common Stock | Call Option (Obligation to sell) | Disposition | 2020-12-18 | 70 | $0.00 | 7,000 | $15.00 |
| Common Stock | Call Option (Obligation to sell) | Disposition | 2020-12-18 | 100 | $0.00 | 10,000 | $15.00 |
| Common Stock | Call Option (Obligation to sell) | Disposition | 2020-12-18 | 157 | $0.00 | 15,700 | $15.00 |
| Common Stock | Call Option (Obligation to sell) | Disposition | 2020-12-18 | 46 | $0.00 | 4,600 | $15.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70 | 2020-12-07 | 2020-12-18 | No | 4 | S | Direct |
| 170 | 2020-12-10 | 2020-12-18 | No | 4 | S | Direct |
| 327 | 2020-12-15 | 2020-12-18 | No | 4 | S | Direct |
| 373 | 2020-12-17 | 2020-12-18 | No | 4 | S | Direct |
| 303 | 2020-12-07 | 2020-12-18 | No | 4 | X | Direct |
| 203 | 2020-12-10 | 2020-12-18 | No | 4 | X | Direct |
| 46 | 2020-12-15 | 2020-12-18 | No | 4 | X | Direct |
| 0 | 2020-12-17 | 2020-12-18 | No | 4 | X | Direct |
Billionaire Hedge Funds
