Filing Details
- Accession Number:
- 0001437749-11-002134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-06 18:19:50
- Reporting Period:
- 2011-04-04
- Filing Date:
- 2011-04-06
- Accepted Time:
- 2011-04-06 18:19:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1386198 | Memsic Inc | MEMS | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1421552 | Yang Zhao | One Tech Drive Ste 325 Andover MA 01810 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-04 | 140,000 | $0.00 | 321,141 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-04-05 | 600 | $3.40 | 320,541 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-05 | 300 | $3.42 | 320,241 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-05 | 400 | $3.43 | 319,841 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-05 | 100 | $3.44 | 319,741 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-05 | 100 | $3.58 | 319,641 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option(right to buy) | Acquisiton | 2011-04-04 | 200,000 | $0.00 | 200,000 | $3.41 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
846,250 | 2021-04-04 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 468,862 | Indirect | See Footnote 3 |
Footnotes
- Option will vest as to 1/4 of the total shares on each successive anniversary of the date of grant such that the option will be entirely vested on the fourth anniversary of the date of grant.
- On April 4, 2011, the Board of Directors, including the independent directors, approved the grant of restricted shares to the reporting person, subject to vesting restrictions. 87,500 shares of such grant shall vest on the first anniversary of the date of grant and the remainder shall vest in three equal installments on the second, third and fourth anniversaries of the date of grant.
- Includes 135,675 shares of common stock held by the reporting person as trustee of the Yang Zhao Children' Grantor Retained Annuity Trust and 333,187 shares of common stock held by the reporting person as trustee of the Yang Zhao Grantor Retained Annutiy Trust FBO Naifeng Yang.