Home > Insider Trading > Filing (0001209191-20-064951)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1808665	Assertio Holdings Inc.	ASRT	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1637591	L.p. Iii Partners Crg	1000 Main St. Suite 2500 Houston PA 77002	No	No	Yes	No
1651357	L.p. (A) Fund Parallel - Iii Partners Crg	1000 Main St. Suite 2500 Houston PA 77002	No	No	Yes	No
1702352	L.p. Group Cr	1000 Main St. Suite 2500 Houston TX 77002	No	No	Yes	No
1767508	L.p. (Cayman) B Fund Parallel - Iii Partners Crg	1000 Main St. Suite 2500 Houston TX 77002	No	No	Yes	No
1767509	L.p. I Aiv Lev (Cayman) Iii Partners Crg	1000 Main St. Suite 2500 Houston TX 77002	No	No	Yes	No
1767510	L.p. I Aiv Unlev (Cayman) Iii Partners Crg	1000 Main St. Suite 2500 Houston TX 77002	No	No	Yes	No
1781518	Loan Security Holdings I Llc	1000 Main St. Suite 2500 Houston TX 77002	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-12-18	500,000	$0.38	10,967,185	No	4	S	Indirect	By Loan Security Holdings I LLC
Common Stock	Disposition	2020-12-21	500,000	$0.36	10,467,185	No	4	S	Indirect	By Loan Security Holdings I LLC
Common Stock	Disposition	2020-12-22	1,500,000	$0.34	8,967,185	No	4	S	Indirect	By Loan Security Holdings I LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Loan Security Holdings I LLC
No	4	S	Indirect	By Loan Security Holdings I LLC
No	4	S	Indirect	By Loan Security Holdings I LLC

Footnotes

The price reported is a weighted-average price. The shares were sold at prices ranging from $0.3700 to $0.3909. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
The securities are held by Loan Security Holdings I LLC, a wholly owned LLC held by CRG Partners III - Parallel Fund "A" L.P., CRG Partners III - Parallel Fund "B" (Cayman) L.P., CRG Partners III (Cayman) Lev AIV I L.P., CRG Partners III (Cayman) Unlev AIV I L.P., and CRG Partners III L.P. (collectively, the "CRG Entities"). CRG Entities collectively hold all of the issued and outstanding shares of Loan Security Holdings I LLC. CR Group L.P. may be deemed to beneficially own the Shares and the Warrants by virtue of its position as the investment manager for the CRG Entities.
The price reported is a weighted-average price. The shares were sold at prices ranging from $0.3535 to $0.3697. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
The price reported is a weighted-average price. The shares were sold at prices ranging from $0.3310 to $0.3580. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.