Filing Details
- Accession Number:
- 0001140361-11-021169
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-06 18:17:51
- Reporting Period:
- 2011-04-04
- Filing Date:
- 2011-04-06
- Accepted Time:
- 2011-04-06 18:17:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880807 | American Superconductor Corp | AMSC | Motors & Generators (3621) | 042959321 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1132859 | Kevin Douglas | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | No | |
1268474 | Trust Family Douglas | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | No | |
1268475 | Trust Descendants Irrevocable Douglas Jean & James | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | No | |
1268476 | Iii E James Douglas | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | No | |
1348445 | Michelle Douglas | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-04 | 38,000 | $24.67 | 1,912,664 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-04-04 | 31,350 | $24.67 | 2,340,280 | No | 4 | P | Indirect | By James Douglas and Jean Douglas Irrevocable Descendants' Trust |
Common Stock | Acquisiton | 2011-04-04 | 16,150 | $24.67 | 1,268,382 | No | 4 | P | Indirect | By Douglas Family Trust |
Common Stock | Acquisiton | 2011-04-04 | 9,500 | $24.67 | 761,510 | No | 4 | P | Indirect | By James E. Douglas III |
Common Stock | Acquisiton | 2011-04-05 | 80,000 | $24.91 | 1,992,664 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-04-05 | 66,000 | $24.91 | 2,406,280 | No | 4 | P | Indirect | By James Douglas and Jean Douglas Irrevocable Descendants' Trust |
Common Stock | Acquisiton | 2011-04-05 | 34,000 | $24.91 | 1,302,382 | No | 4 | P | Indirect | By Douglas Family Trust |
Common Stock | Acquisiton | 2011-04-05 | 20,000 | $24.91 | 781,510 | No | 4 | P | Indirect | By James E. Douglas III |
Common Stock | Acquisiton | 2011-04-06 | 1,200,000 | $14.27 | 3,192,664 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-04-06 | 990,000 | $14.27 | 3,396,280 | No | 4 | P | Indirect | By James Douglas and Jean Douglas Irrevocable Descendants' Trust |
Common Stock | Acquisiton | 2011-04-06 | 510,000 | $14.27 | 1,812,382 | No | 4 | P | Indirect | By Douglas Family Trust |
Common Stock | Acquisiton | 2011-04-06 | 300,000 | $14.27 | 1,081,510 | No | 4 | P | Indirect | By James E. Douglas III |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By James Douglas and Jean Douglas Irrevocable Descendants' Trust |
No | 4 | P | Indirect | By Douglas Family Trust |
No | 4 | P | Indirect | By James E. Douglas III |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By James Douglas and Jean Douglas Irrevocable Descendants' Trust |
No | 4 | P | Indirect | By Douglas Family Trust |
No | 4 | P | Indirect | By James E. Douglas III |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By James Douglas and Jean Douglas Irrevocable Descendants' Trust |
No | 4 | P | Indirect | By Douglas Family Trust |
No | 4 | P | Indirect | By James E. Douglas III |
Footnotes
- These shares are held directly and jointly by Kevin Douglas and Michelle Douglas, husband and wife.
- The reporting persons are filing this Form 4 jointly, but not as members of a group, and each expressly disclaims membership in a group. The filing of this Form 4 should not be construed as an admission that any reporting person is, and each such person disclaims that that such person is, the beneficial owner, as defined in Rule 13d-3 under the Securities Exchange Act of 1934, as amended, of any of the securities covered by this Form 4, except for securities that such person holds directly.
- These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas as co-trustees of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.
- These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas, James E. Douglas, Jr. and Jean A. Douglas, husband and wife, as co-trustees of the Douglas Family Trust.
- These shares are held direcly by James E. Douglas III and indirectly by Kevin Douglas.