Filing Details

Accession Number:
0001181431-11-022854
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-06 17:46:31
Reporting Period:
2011-04-04
Filing Date:
2011-04-06
Accepted Time:
2011-04-06 17:46:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411494 Apollo Global Management Llc APO Investment Advice (6282) 208880053
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513820 Marc Spilker C/O Apollo Global Management, Llc
9 West 57Th Street, 43Rd Floor
New York NY 10019
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Acquisiton 2011-04-04 342,036 $19.00 2,842,036 No 4 P Direct
Class A Shares Acquisiton 2011-04-04 26,350 $19.00 26,350 No 4 P Indirect By The Marc & Diane Spilker Foundation
Class A Shares Acquisiton 2011-04-04 26,350 $19.00 26,350 No 4 P Indirect By The Marc A. Spilker 2000 Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By The Marc & Diane Spilker Foundation
No 4 P Indirect By The Marc A. Spilker 2000 Family Trust
Footnotes
  1. Includes 2,500,000 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. Subject to accelerated vesting in certain circumstances, the RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
  2. These Class A shares are held by The Marc & Diane Spilker Foundation, for which the reporting person and his spouse are trustees with investment power. The reporting person disclaims beneficial ownership of the Class A shares held in the foundation, except to the extent of his pecuniary interest therein.
  3. These Class A shares are held in The Marc A. Spilker 2000 Family Trust, for the benefit of the reporting person's children, of which one of the reporting person's immediate family members is trustee and has investment power. The reporting person disclaims beneficial ownership of the Class A shares held in the trust, except to the extent of his pecuniary interest therein.