Filing Details
- Accession Number:
- 0001181431-11-022854
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-06 17:46:31
- Reporting Period:
- 2011-04-04
- Filing Date:
- 2011-04-06
- Accepted Time:
- 2011-04-06 17:46:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1411494 | Apollo Global Management Llc | APO | Investment Advice (6282) | 208880053 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1513820 | Marc Spilker | C/O Apollo Global Management, Llc 9 West 57Th Street, 43Rd Floor New York NY 10019 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Acquisiton | 2011-04-04 | 342,036 | $19.00 | 2,842,036 | No | 4 | P | Direct | |
Class A Shares | Acquisiton | 2011-04-04 | 26,350 | $19.00 | 26,350 | No | 4 | P | Indirect | By The Marc & Diane Spilker Foundation |
Class A Shares | Acquisiton | 2011-04-04 | 26,350 | $19.00 | 26,350 | No | 4 | P | Indirect | By The Marc A. Spilker 2000 Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By The Marc & Diane Spilker Foundation |
No | 4 | P | Indirect | By The Marc A. Spilker 2000 Family Trust |
Footnotes
- Includes 2,500,000 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. Subject to accelerated vesting in certain circumstances, the RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
- These Class A shares are held by The Marc & Diane Spilker Foundation, for which the reporting person and his spouse are trustees with investment power. The reporting person disclaims beneficial ownership of the Class A shares held in the foundation, except to the extent of his pecuniary interest therein.
- These Class A shares are held in The Marc A. Spilker 2000 Family Trust, for the benefit of the reporting person's children, of which one of the reporting person's immediate family members is trustee and has investment power. The reporting person disclaims beneficial ownership of the Class A shares held in the trust, except to the extent of his pecuniary interest therein.