Filing Details
- Accession Number:
- 0001214659-20-010615
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-22 16:18:58
- Reporting Period:
- 2020-12-18
- Accepted Time:
- 2020-12-22 16:18:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
825324 | Good Times Restaurants Inc. | GTIM | Retail-Eating Places (5812) | 841133368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1171328 | M Susan Knutson | 141 Union Blvd., #400 Lakewood CO 80228 | Controller, Corp Secretary | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-12-18 | 500 | $2.20 | 25,737 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-18 | 300 | $2.21 | 25,437 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-18 | 959 | $2.21 | 24,478 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-18 | 3,299 | $2.21 | 21,179 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-18 | 129 | $2.21 | 21,050 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-18 | 200 | $2.22 | 20,850 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-18 | 1,324 | $2.22 | 19,526 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-18 | 1,600 | $2.23 | 17,926 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-18 | 1,066 | $2.24 | 16,860 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-18 | 52 | $2.25 | 16,808 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-18 | 1,265 | $2.25 | 15,543 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-18 | 2,040 | $2.26 | 13,503 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-18 | 597 | $2.27 | 12,906 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-18 | 1,612 | $2.28 | 11,294 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-18 | 200 | $2.29 | 11,094 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-18 | 57 | $2.30 | 11,037 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-18 | 437 | $2.33 | 10,600 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-18 | 600 | $2.34 | 10,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-18 | 10,000 | $2.35 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 2020-11-16 | 2021-11-16 | 1,934 | 1,936 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2021-06-27 | 2021-06-27 | 1,823 | 3,759 | Direct |
Common Stock | Incentive Stock Options (Right to Buy) | $2.31 | 2013-01-02 | 2023-01-02 | 18,132 | 21,891 | Direct |
Common Stock | Incentive Stock Options (Right to buy) | $2.48 | 2013-11-21 | 2023-11-21 | 10,000 | 31,891 | Direct |
Common Stock | Incentive Stock Options | $5.29 | 2015-11-23 | 2025-11-23 | 4,159 | 36,050 | Direct |
Common Stock | Incentive Stock Options (Right to Buy) | $3.15 | 2016-11-16 | 2026-11-16 | 7,700 | 43,750 | Direct |
Common Stock | Incentive Stock Options (Right to buy) | $3.55 | 2018-06-27 | 2028-06-27 | 7,324 | 51,074 | Direct |
Common Stock | Incentive Stock Options (Right to buy) | $4.25 | 2018-07-23 | 2028-07-23 | 2,123 | 53,197 | Direct |
Common Stock | Incentive Stock Options (Right to buy) | $4.66 | 2018-11-16 | 2028-11-16 | 5,579 | 58,776 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-11-16 | 1,934 | 1,936 | Direct |
2021-06-27 | 1,823 | 3,759 | Direct |
2023-01-02 | 18,132 | 21,891 | Direct |
2023-11-21 | 10,000 | 31,891 | Direct |
2025-11-23 | 4,159 | 36,050 | Direct |
2026-11-16 | 7,700 | 43,750 | Direct |
2028-06-27 | 7,324 | 51,074 | Direct |
2028-07-23 | 2,123 | 53,197 | Direct |
2028-11-16 | 5,579 | 58,776 | Direct |
Footnotes
- The Reporting Person was granted 5,804 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
- The Reporting Person was granted 5,467 Restricted Stock Units ("RSU") on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
- The Reporting Person was granted 18,132 Incentive Stock Options (Right to Buy) on January 2, 2013 vesting at 1/5 of the total amount granted over five years.
- The Reporting Person was granted 10,000 Incentive Stock Options (Right to Buy) on November 21, 2013 vesting at 1/5 of the total amount granted over five years.
- The Reporting Person was granted 4,159 Incentive Stock Options (Right to Buy) on November 23, 2015 vesting at 1/5 of the total amount granted over five years.
- The Reporting Person was granted 7,700 Incentive Stock Options (Right to Buy) on November 16, 2016 vesting at 1/5 of the total amount granted over five years.
- The Reporting Person was granted 7,324 Incentive Stock Options (Right to Buy) on June 27, 2018 vesting at 1/5 of the total amount granted over five years.
- The Reporting Person was granted 2,123 Incentive Stock Options (Right to Buy) on July 23, 2018 vesting at 1/5 of the total amount granted over five years.
- The Reporting Person was granted 5,579 Incentive Stock Options (Right to Buy) on November 16, 2018 vesting at 1/5 of the total amount granted over five years.