Filing Details
- Accession Number:
- 0001104659-20-138581
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-22 16:18:10
- Reporting Period:
- 2020-08-31
- Accepted Time:
- 2020-12-22 16:18:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1680048 | Mustang Bio Inc. | MBIO | Pharmaceutical Preparations (2834) | 473828760 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1709485 | Md Manuel Litchman | 377 Plantation Street Worcester MA 01605 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-08-31 | 5,000 | $2.48 | 493,846 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2020-09-15 | 61,000 | $0.00 | 554,846 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2020-12-15 | 100,000 | $2.91 | 654,846 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | P | Direct |
Footnotes
- These shares were acquired under the Mustang Bio, Inc. Employee Share Purchase Plan ("ESPP") for the ESPP purchase period beginning on March 1, 2020 and ending on August 31, 2020 in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). In accordance with the terms of the ESPP, these shares were purchased at a price equal to 85% of the fair market value closing price of the Issuer's ordinary shares on February 28, 2020 (the purchase date of the offering period).
- Includes restricted share units, which vest over various time periods.
- 61,000 shares are restricted share units which vest over various time periods.
- Reflects the weighted average purchase price of multiple same-way open market purchase transactions effected by the Reporting Person on the same day at different prices through a purchase order executed by a broker-dealer. The Reporting Person reported on a single line all such transactions that occurred within a one-dollar price range. The range of prices for the purchase transactions on December 15, 2020, was $2.85 to $2.98. The Reporting Person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the Issuer, or a shareholder of the Issuer, full information regarding the number of shares purchased at each separate price.