Filing Details
- Accession Number:
- 0001209191-20-064685
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-21 17:18:38
- Reporting Period:
- 2020-12-18
- Accepted Time:
- 2020-12-21 17:18:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1728688 | I3 Verticals Inc. | IIIV | Services-Business Services, Nec (7389) | 824052852 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1737502 | Robert Bertke | 40 Burton Hills Blvd. Suite 415 Nashville TN 37215 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2020-12-18 | 1,200 | $13.00 | 1,200 | No | 4 | M | Direct | |
| Class A Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2020-12-18 | 11,111 | $21.65 | 12,311 | No | 4 | M | Direct | |
| Class A Common Stock, Par Value $0.0001 Per Share | Disposition | 2020-12-18 | 9,162 | $32.80 | 3,149 | No | 4 | F | Direct | |
| Class A Common Stock, Par Value $0.0001 Per Share | Disposition | 2020-12-18 | 3,149 | $32.01 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.0001 Per Share | Stock Option (Right to Buy) | Disposition | 2020-12-18 | 1,200 | $0.00 | 1,200 | $13.00 |
| Class A Common Stock, Par Value $0.0001 Per Share | Stock Option (Right to Buy) | Disposition | 2020-12-18 | 11,111 | $0.00 | 11,111 | $21.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 98,800 | 2028-06-20 | No | 4 | M | Direct | |
| 22,222 | 2029-02-19 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.
Billionaire Hedge Funds
