Home > Insider Trading > Filing (0001209191-20-064677)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1323885	Atricure Inc.	ATRC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1230584	H Michael Carrel	7555 Innovation Way Mason OH 45040	President, Ceo, & Director	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-12-17	25,000	$5.91	529,504	No	4	M	Direct
Common Stock	Disposition	2020-12-17	25,000	$50.00	504,504	No	4	S	Direct
Common Stock	Acquisiton	2020-12-17	25,000	$5.91	529,504	No	4	M	Direct
Common Stock	Disposition	2020-12-17	25,000	$51.00	504,504	No	4	S	Direct
Common Stock	Acquisiton	2020-12-17	25,000	$21.04	529,504	No	4	M	Direct
Common Stock	Disposition	2020-12-17	25,000	$52.00	504,504	No	4	S	Direct
Common Stock	Acquisiton	2020-12-18	50,249	$21.04	554,753	No	4	M	Direct
Common Stock	Disposition	2020-12-18	50,249	$53.51	504,504	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to buy)	Disposition	2020-12-17	25,000	$0.00	25,000	$5.91
Common Stock	Stock Option (Right to Buy)	Disposition	2020-12-17	25,000	$0.00	25,000	$5.91
Common Stock	Stock Option (Right to Buy)	Disposition	2020-12-17	25,000	$0.00	25,000	$21.04
Common Stock	Stock Option (Right to Buy)	Disposition	2020-12-18	50,249	$0.00	50,249	$21.04

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2020-02-27	2022-11-01	No	4	M	Direct
0	2020-06-10	2022-11-01	No	4	M	Direct
100,000	2018-01-24	2024-01-24	No	4	M	Direct
49,751	2018-01-24	2024-01-24	No	4	M	Direct

Footnotes

These shares were exercised pursuant to a 10b5-1 trading plan.
These shares were sold pursuant to a 10b5-1 trading plan.
This transaction was executed in multiple trades at prices ranging from $53.00 to $55.00 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Options to purchase shares in 25,000 increments were granted on November 1, 2012 and vest at each Option Trigger Event. "Option Trigger Event" shall mean the volume adjusted weighted average closing price of the common stock of the Company as reported by NASDAQ (or any other exchange on which the common stock of the Company is listed) for 30 consecutive days equals or exceeds each of $10.00 per share, $12.50 per share, $15.00 per share, $17.50 per share, $20.00 per share, $25.00 per share, $30.00 per share, $35.00 per share and $40.00 per share.
These options were granted on January 24, 2014. The options vest and are exercisable as to 25% of the shares one year from the date of grant and the remaining 75% thereafter vests and are exercisable in equal monthly installments on the same day of the month over the following three years.