Filing Details

Accession Number:
0001104659-11-018945
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-06 17:14:35
Reporting Period:
2011-04-06
Filing Date:
2011-04-06
Accepted Time:
2011-04-06 17:14:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1274644 Tranzyme Inc TZYM Pharmaceutical Preparations (2834) 631192270
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1170144 Quaker Bio Ventures Lp 2929 Arch Street
Philadelphia PA 19104
No No Yes No
1223034 Quaker Bioventures Capital Lp 2929 Arch Street
Philadelphia PA 19104
No No Yes No
1488182 D Brenda Gavin 2929 Arch Street
Philadelphia PA 19104
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-06 2,189,791 $0.00 2,189,791 No 4 C Direct
Common Stock Acquisiton 2011-04-06 375,000 $4.00 2,564,791 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2011-04-06 15,328,551 $0.00 2,189,791 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
Footnotes
  1. Each share of the Issuer's Series A Convertible Preferred Stock automatically converted, for no additional consideration, into shares of Common Stock prior to the closing of the Issuer's initial public offering on a 7-for-1 basis, reflecting a 1-for-7 reverse stock split which became effective on March 31, 2011.
  2. These securities are owned of recored by Quaker BioVentures, L.P. ("Quaker"). Quaker BioVentures Capital, L.P. is the managing partner of Quaker and has voting and dispositive power over the shares held by Quaker. Voting and investment decisions made by Quaker BioVentures Capital, L.P. with respect to the shares held by Quaker are made by an investment committee comprised of the following managers of Quaker BioVentures Capital, L.P.: Brenda D. Gavin, P. Sherrill Neff and Ira M. Lubert, each of whom disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein.
  3. These shares were purchased in the Issuer's initial public offering.