Filing Details
- Accession Number:
- 0001104659-11-018945
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-06 17:14:35
- Reporting Period:
- 2011-04-06
- Filing Date:
- 2011-04-06
- Accepted Time:
- 2011-04-06 17:14:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1274644 | Tranzyme Inc | TZYM | Pharmaceutical Preparations (2834) | 631192270 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1170144 | Quaker Bio Ventures Lp | 2929 Arch Street Philadelphia PA 19104 | No | No | Yes | No | |
1223034 | Quaker Bioventures Capital Lp | 2929 Arch Street Philadelphia PA 19104 | No | No | Yes | No | |
1488182 | D Brenda Gavin | 2929 Arch Street Philadelphia PA 19104 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-06 | 2,189,791 | $0.00 | 2,189,791 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2011-04-06 | 375,000 | $4.00 | 2,564,791 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2011-04-06 | 15,328,551 | $0.00 | 2,189,791 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- Each share of the Issuer's Series A Convertible Preferred Stock automatically converted, for no additional consideration, into shares of Common Stock prior to the closing of the Issuer's initial public offering on a 7-for-1 basis, reflecting a 1-for-7 reverse stock split which became effective on March 31, 2011.
- These securities are owned of recored by Quaker BioVentures, L.P. ("Quaker"). Quaker BioVentures Capital, L.P. is the managing partner of Quaker and has voting and dispositive power over the shares held by Quaker. Voting and investment decisions made by Quaker BioVentures Capital, L.P. with respect to the shares held by Quaker are made by an investment committee comprised of the following managers of Quaker BioVentures Capital, L.P.: Brenda D. Gavin, P. Sherrill Neff and Ira M. Lubert, each of whom disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein.
- These shares were purchased in the Issuer's initial public offering.