Filing Details
- Accession Number:
- 0001104659-11-018940
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-06 17:10:27
- Reporting Period:
- 2011-04-06
- Filing Date:
- 2011-04-06
- Accepted Time:
- 2011-04-06 17:10:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1274644 | Tranzyme Inc | TZYM | Pharmaceutical Preparations (2834) | 631192270 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1050045 | Anthony Tamer | C/O H.i.g. Capital 1450 Brickell Avenue, 31St Floor Miami FL 33131 | No | No | Yes | No | |
1050046 | Sami Mnaymneh | C/O H.i.g. Capital 1450 Brickell Avenue, 31St Floor Miami FL 33131 | No | No | Yes | No | |
1173671 | Hig Gp Ii Inc | C/O H.i.g. Capital 1450 Brickell Avenue, 31St Floor Miami FL 33131 | No | No | Yes | No | |
1515804 | H.i.g. Ventures - Tranzyme, Llc | C/O H.i.g. Capital 1450 Brickell Avenue, 31St Floor Miami FL 33131 | No | No | Yes | No | |
1515825 | Aaron Davidson | C/O H.i.g. Capital 1450 Brickell Avenue, 31St Floor Miami FL 33131 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-06 | 2,189,791 | $0.00 | 2,189,791 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2011-04-06 | 812,500 | $4.00 | 3,002,291 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2011-04-06 | 15,328,551 | $0.00 | 2,189,791 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- Each share of the Issuer's Series A Convertible Preferred Stock automatically converted, for no additional consideration, into shares of Common Stock prior to the closing of the Issuer's initial public offering on a 7-for-1 basis, reflecting a 1-for-7 reverse stock split which became effective on March 31, 2011.
- These securities are owned of record by H.I.G. Ventures - Tranzyme, LLC ("HIG LLC"). H.I.G. - GPII, Inc. ("GP II") is the manager of HIG LLC and has shared voting and dispositive power of the securities held by HIG LLC, but GP II disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. The co-presidents, directors, and sole shareholders of GP II having shared voting and dispositive power over these securities are Sami Mnaymneh and Anthony Tamer, each of whom disclaims beneficial ownership of such securities except to the extent of his pecuniary interests therein.
- These shares were purchased in the Issuer's initial public offering.