Filing Details

Accession Number:
0001104659-20-138055
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-21 16:07:26
Reporting Period:
2020-12-18
Accepted Time:
2020-12-21 16:07:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1517006 Gatos Silver Inc. GATO Gold And Silver Ores (1040) 272654848
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602426 L Karl Hanneman C/O Gatos Silver, Inc.,
8400 E. Crescent Parkway, Suite 600
Greenwood Village CO 80111
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-18 10,000 $9.70 10,000 No 4 P Indirect By KNH Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By KNH Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,778 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.65 to $9.70, inclusive. The reporting person undertakes to provide to Gatos Silver, Inc. (the "Company"), any shareholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.
  2. Includes 3,778 director share units, which were fully vested on the date of grant, each representing a right to receive one share of the Company's common stock upon departure from the Company.