Filing Details
- Accession Number:
- 0001104659-20-138055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-21 16:07:26
- Reporting Period:
- 2020-12-18
- Accepted Time:
- 2020-12-21 16:07:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1517006 | Gatos Silver Inc. | GATO | Gold And Silver Ores (1040) | 272654848 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1602426 | L Karl Hanneman | C/O Gatos Silver, Inc., 8400 E. Crescent Parkway, Suite 600 Greenwood Village CO 80111 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-12-18 | 10,000 | $9.70 | 10,000 | No | 4 | P | Indirect | By KNH Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By KNH Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,778 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.65 to $9.70, inclusive. The reporting person undertakes to provide to Gatos Silver, Inc. (the "Company"), any shareholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.
- Includes 3,778 director share units, which were fully vested on the date of grant, each representing a right to receive one share of the Company's common stock upon departure from the Company.