Filing Details
- Accession Number:
- 0001104659-11-018933
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-06 17:01:06
- Reporting Period:
- 2011-04-06
- Filing Date:
- 2011-04-06
- Accepted Time:
- 2011-04-06 17:01:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1274644 | Tranzyme Inc | TZYM | Pharmaceutical Preparations (2834) | 631192270 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204789 | E James Thomas | C/O Thomas, Mcnerney &Amp; Partners 60 South Sixth Street, Suite 3620 Minneapolis MN 55402 | No | No | Yes | No | |
1226280 | Tmp Associates Lp | C/O Thomas, Mcnerney &Amp; Partners 60 South Sixth Street, Suite 3620 Minneapolis MN 55402 | No | No | Yes | No | |
1231291 | Thomas Mcnerney & Partners Lp | C/O Thomas, Mcnerney &Amp; Partners 60 South Sixth Street, Suite 3620 Minneapolis MN 55402 | No | No | Yes | No | |
1335196 | Thomas, Mcnerney & Partners, Llc | C/O Thomas, Mcnerney &Amp; Partners 60 South Sixth Street, Suite 3620 Minneapolis MN 55402 | No | No | Yes | No | |
1335200 | Tmp Nominee, Llc | C/O Thomas, Mcnerney &Amp; Partners 60 South Sixth Street, Suite 3620 Minneapolis MN 55402 | No | No | Yes | No | |
1336119 | Pete Mcnerney | C/O Thomas, Mcnerney &Amp; Partners 60 South Sixth Street, Suite 3620 Minneapolis MN 55402 | No | No | Yes | No | |
1512058 | Alex Zisson | C/O Thomas, Mcnerney &Amp; Partners 60 South Sixth Street, Suite 3620 Minneapolis MN 55402 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-06 | 2,103,623 | $0.00 | 2,103,623 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2011-04-06 | 78,175 | $0.00 | 2,181,798 | No | 4 | C | Indirect | By TMP Nominee, LLC |
Common Stock | Acquisiton | 2011-04-06 | 7,988 | $0.00 | 2,189,786 | No | 4 | C | Indirect | By TMP Associates, L.P. |
Common Stock | Acquisiton | 2011-04-06 | 794,966 | $4.00 | 2,984,752 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-04-06 | 14,568 | $4.00 | 2,999,320 | No | 4 | P | Indirect | By TMP Nominee, LLC |
Common Stock | Acquisiton | 2011-04-06 | 2,966 | $4.00 | 3,002,286 | No | 4 | P | Indirect | By TMP Associates, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Indirect | By TMP Nominee, LLC |
No | 4 | C | Indirect | By TMP Associates, L.P. |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By TMP Nominee, LLC |
No | 4 | P | Indirect | By TMP Associates, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2011-04-06 | 14,725,374 | $0.00 | 2,103,623 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2011-04-06 | 547,229 | $0.00 | 78,175 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2011-04-06 | 55,946 | $0.00 | 7,988 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of the Issuer's Series A Convertible Preferred Stock automatically converted, for no additional consideration, into shares of Common Stock prior to the closing of the Issuer's initial public offering on a 7-for-1 basis, reflecting a 1-for-7 reverse stock split which became effective on March 31, 2011.
- These securities are owned of record by Thomas, McNerney & Partners, L.P. ("TMP LP"). Thomas, McNerney & Partners, LLC ("TMP LLC") is the general partner of TMP LP and has shared voting and dispositive power of the securities held by TMP LP, but TMP LLC disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. James E. Thomas, Peter H. McNerney, Alex Zisson, Pratik Shah and Eric Aguiar are the managers of TMP LLC. Accordingly, they may be deemed to share beneficial ownership of such securities, although each of them disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- These securities are owned of record by TMP Nominee, LLC ("TMP Nominee"). James E. Thomas and Peter H. McNerney are the managers of TMP Nominee and have shared voting and dispositive power over these securities provided that they are obligated to exercise this voting and dispositive power in the same manner as TMP LLC votes and disposes of the Issuer's other securities over which TMP LLC exercises voting and dispositive power. Each of James E. Thomas and Peter H. McNerney disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- These securities are owned of record by TMP Associates, L.P. ("TMP Associates"). TMP LLC is the general partner of TMP Associates and has shared voting and dispositive power of the securities held by TMP Associates, but TMP LLC disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. James E. Thomas, Peter H. McNerney, Alex Zisson, Pratik Shah and Eric Aguiar are the managers of TMP LLC. Accordingly, they may be deemed to share beneficial ownership of such securities, although each of them disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- These shares were purchased in the Issuer's initial public offering.
- The filing of this statement shall not be deemed an admission that, for the purpose of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of the equity securities covered by this statement.