Filing Details

Accession Number:
0001744489-20-000235
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-18 21:43:21
Reporting Period:
2020-12-17
Accepted Time:
2020-12-18 21:43:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1744489 Walt Disney Co DIS Services-Miscellaneous Amusement & Recreation (7990) 830940635
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1755138 B. Zenia Mucha 500 South Buena Vista Street
Burbank CA 91521
Sevp & Chief Comms Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Disney Common Stock Acquisiton 2020-12-17 1,618 $173.40 18,781 No 4 M Direct
Disney Common Stock Disposition 2020-12-17 803 $173.40 17,978 No 4 F Direct
Disney Common Stock Acquisiton 2020-12-17 35,906 $72.59 53,884 No 4 M Direct
Disney Common Stock Disposition 2020-12-17 35,906 $173.34 17,978 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Disney Common Stock Restricted Stock Unit Disposition 2020-12-17 1,618 $0.00 1,618 $0.00
Disney Common Stock Stock Option (Right-to-Buy) Disposition 2020-12-17 35,906 $0.00 35,906 $72.59
Disney Common Stock Stock Option (Right-to-Buy) Acquisiton 2020-12-17 22,938 $0.00 22,938 $173.40
Disney Common Stock Restricted Stock Unit Acquisiton 2020-12-17 5,525 $0.00 5,525 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-12-17 No 4 M Direct
0 2023-01-19 No 4 M Direct
22,938 2030-12-17 No 4 A Direct
5,525 2024-12-17 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Disney Common Stock 2,724 Indirect By 401(k)
Footnotes
  1. Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan.
  2. The 803 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.
  3. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Shares were sold in 63 incremental transactions pursuant to a single sell order. Sale prices of individual transactions ranged from $173.11 to $173.75. Upon request, the reporting person will provide to the Securities and Exchange Commission, to the Issuer of the securities herein, or to a securities holder the complete sales data, including the number of shares sold at each separate price.
  4. Shares held in The Walt Disney Stock Fund as of December 17, 2020. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
  5. Converts at 1-for-1.
  6. The option is fully vested.
  7. Options were granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The options vest in four equal installments on each December 17 of 2021 through 2024. In connection with this stock option award, the reporting person also was awarded restricted stock units whose vesting is subject to performance vesting criteria. The number of stock units vesting depends on the extent to which the performance criteria are satisfied, and ranges from zero to 7,194.
  8. This restricted stock unit award was granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest in four equal installments on each December 17 of 2021 through 2024.