Filing Details
- Accession Number:
- 0001209191-20-064458
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-18 17:00:31
- Reporting Period:
- 2020-12-17
- Accepted Time:
- 2020-12-18 17:00:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 882291 | Aethlon Medical Inc | AEMD | Surgical & Medical Instruments & Apparatus (3841) | 133632859 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1566040 | Chetan Shah | 9635 Granite Ridge Drive, Suite 100 San Diego CA 92123 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-12-17 | 21,101 | $2.11 | 22,392 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-17 | 5,417 | $2.10 | 16,975 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-17 | 334 | $2.09 | 16,641 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $2.09 to $2.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
