Filing Details
- Accession Number:
- 0001209191-20-064442
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-18 16:51:23
- Reporting Period:
- 2020-12-16
- Accepted Time:
- 2020-12-18 16:51:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1353196 | A Efstathios Kouninis | C/O Pegasystems Inc. One Rogers Street Cambridge MA 02142 | Vp Of Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-16 | 314 | $27.24 | 1,254 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-16 | 177 | $127.00 | 1,077 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-12-16 | 137 | $127.00 | 940 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-17 | 313 | $27.24 | 1,253 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-17 | 176 | $129.00 | 1,077 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-12-17 | 137 | $129.00 | 940 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-17 | 250 | $132.00 | 690 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2020-12-16 | 314 | $0.00 | 314 | $27.24 |
| Common Stock | Stock Options | Disposition | 2020-12-17 | 313 | $0.00 | 313 | $27.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,255 | 2017-09-12 | 2026-09-17 | No | 4 | M | Direct |
| 942 | 2017-09-12 | 2026-09-12 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.
- Once vested, shares of common stock are not subject to expiration.
- Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.
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