Filing Details
- Accession Number:
- 0001209191-20-064425
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-18 16:29:06
- Reporting Period:
- 2020-12-17
- Accepted Time:
- 2020-12-18 16:29:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1652130 | Intellia Therapeutics Inc. | NTLA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1260573 | A Perry Karsen | C/O Intellia Therapeutics, Inc. 40 Erie Street; Suite 130 Cambridge MA 02139 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-17 | 31,764 | $18.00 | 36,764 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-12-17 | 19,000 | $14.35 | 55,764 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-12-17 | 19,000 | $25.98 | 74,764 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-12-17 | 19,000 | $15.78 | 93,764 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-17 | 21,978 | $52.52 | 71,786 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-17 | 45,450 | $53.69 | 26,336 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-17 | 21,336 | $54.33 | 5,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-12-17 | 31,764 | $0.00 | 31,764 | $18.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-12-17 | 19,000 | $0.00 | 19,000 | $14.35 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-12-17 | 19,000 | $0.00 | 19,000 | $25.98 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-12-17 | 19,000 | $0.00 | 19,000 | $15.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2026-05-04 | No | 4 | M | Direct | |
| 0 | 2027-05-17 | No | 4 | M | Direct | |
| 0 | 2028-05-16 | No | 4 | M | Direct | |
| 0 | 2029-05-20 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.02 to $53.00, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 17, 2020 at each separate price.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.09 to $54.08, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 17, 2020 at each separate price.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.10 to $54.48, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 17, 2020 at each separate price.
- The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and vested in full on May 5, 2019.
- The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and vested in full on May 17, 2018.
- The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and vested in full on May 17, 2019.
- The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and vested in full on May 21, 2020.
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