Home > Insider Trading > Filing (0000709283-20-000043)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
709283	Quantum Corp	QMCO	Computer Storage Devices (3572)	942665054

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1411509	John Fichthorn	C/O Quantum Corporation 224 Airport Parkway, Suite 550 San Jose CA 95110		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-12-16	18,800	$6.18	18,800	No	4	P	Indirect	By Lightcurve Capital LLC
Common Stock	Acquisiton	2020-12-17	1,200	$6.25	20,000	No	4	P	Indirect	By Lightcurve Capital LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Lightcurve Capital LLC
No	4	P	Indirect	By Lightcurve Capital LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	124,740	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.0889 to $6.289, inclusive. The reporting person undertakes to provide to Quantum Corporation, any security holder of Quantum Corporation or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.23 to $6.28, inclusive.