Filing Details
- Accession Number:
- 0001209191-20-064377
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-18 16:06:57
- Reporting Period:
- 2020-12-16
- Accepted Time:
- 2020-12-18 16:06:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1195304 | J John Goggins | 7 World Trade Center 250 Greenwich Street New York NY 10007 | Evp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-12-16 | 16,223 | $46.43 | 23,741 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-12-16 | 4,358 | $276.85 | 19,383 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-16 | 3,743 | $277.79 | 15,640 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-16 | 3,200 | $278.99 | 12,440 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-16 | 3,634 | $280.25 | 8,806 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-16 | 1,288 | $280.98 | 7,518 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-12-16 | 16,223 | $0.00 | 16,223 | $46.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-02-13 | 2023-02-13 | No | 4 | M | Direct |
Footnotes
- Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$276.33 to $277.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$277.37 to $278.26. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$278.55 to $279.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$279.62 to $280.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$280.63 to $281.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- One fourth of the options vested each year beginning with the date indicated.