Filing Details
- Accession Number:
- 0001213900-20-043289
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-17 17:29:59
- Reporting Period:
- 2020-12-14
- Accepted Time:
- 2020-12-17 17:29:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1690080 | 180 Life Sciences Corp. | ATNF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1033308 | Marlene Krauss | 30 Park Place, Suite 64B New York NY 10007 | No | No | Yes | No | |
1706868 | Kbl Iv Sponsor Llc | 30 Park Place, Suite 64B New York NY 10007 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-12-17 | 12,103 | $2.49 | 2,006,858 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2020-12-17 | 4,403 | $2.44 | 2,018,961 | No | 4 | S | Indirect | See footnote |
Common Stock | Acquisiton | 2020-12-16 | 334,608 | $0.00 | 334,608 | No | 4 | J | Direct | |
Common Stock | Disposition | 2020-12-16 | 520,312 | $0.00 | 2,023,364 | No | 4 | J | Indirect | See footnote |
Common Stock | Disposition | 2020-12-15 | 17,877 | $2.40 | 2,543,676 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2020-12-14 | 10,000 | $2.45 | 2,561,553 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | J | Direct | |
No | 4 | J | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- The securities are held directly by KBL IV Sponsor LLC ("KBL Sponsor"). Dr. Marlene Krauss, the former Chief Executive Officer, and a former member of the Board of Directors, of the issuer, is the sole managing member of KBL Sponsor. Consequently, she may be deemed the beneficial owner of the securities of the issuer held by KBL Sponsor, and she has sole voting and dispositive control over such securities. Dr. Krauss disclaims beneficial ownership over any securities of the issuer owned by KBL Sponsor in which she does not have a pecuniary interest.
- KBL Sponsor made a pro rata distribution for no consideration of an aggregate of 520,312 shares of the common stock of the issuer to its members on December 16, 2020.
- Represents 334,608 shares of the issuer's common stock that were received by Dr. Krauss in a pro rata distribution made by KBL Sponsor to its members on December 16, 2020. In prior reports, Dr. Krauss reported indirect beneficial ownership of all of the shares of the issuer's common stock held by KBL Sponsor.