Filing Details
- Accession Number:
- 0001730168-20-000211
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-17 17:00:45
- Reporting Period:
- 2020-12-15
- Accepted Time:
- 2020-12-17 17:00:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1730168 | Broadcom Inc. | AVGO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1142524 | W Eddy Hartenstein | C/O Broadcom Inc. 1320 Ridder Park Drive San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Disposition | 2020-12-15 | 530 | $415.46 | 13,250 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2020-12-16 | 530 | $418.00 | 12,720 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value | 22,892 | Indirect | See Footnote |
Footnotes
- Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Includes shares transferred to the Reporting Person from the Hartenstein family trust for no consideration and 949 Restricted Stock Units.
- Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.