Filing Details
- Accession Number:
- 0001142495-20-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-17 16:30:04
- Reporting Period:
- 2020-11-15
- Accepted Time:
- 2020-12-17 16:30:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1302350 | Jmp Group Llc | JMP | () | CA |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1142495 | Wedbush Securities Inc | 1000 Wilshire Blvd., Suite 900 Los Angeles CA 90017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares Representing Limited Liability Company Interests In J | Acquisiton | 2020-11-15 | 491 | $3.66 | 2,017,000 | No | 4 | P | Direct | |
Shares Representing Limited Liability Company Interests In J | Acquisiton | 2020-11-16 | 250 | $3.62 | 2,017,250 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Securities listed in Table I intended as passive investment