Filing Details

Accession Number:
0001214453-11-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-06 15:29:32
Reporting Period:
2011-04-05
Filing Date:
2011-04-06
Accepted Time:
2011-04-06 15:29:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005229 Columbus Mckinnon Corp CMCO Construction Machinery & Equip (3531) 160547600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214453 T Timothy Tevens 140 John James Audubon Parkway
Amherst NY 14228-1197
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-05 4,044 $10.00 152,936 No 4 M Direct
Common Stock Disposition 2011-04-05 2,740 $20.00 150,196 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 148,892 Direct
Common Stock 5,628 Direct
Common Stock 7,000 Indirect By spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Options (Right to Buy) $10.00 2002-08-20 2011-08-19 6,705 6,705 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $10.00 2002-08-20 2011-08-19 13,295 13,295 Direct
Common Stock Incentive Stock Options (Right to Buy) $5.46 2005-05-17 2014-05-16 95,000 95,000 Direct
Common Stock Incentive Stock Options (Right to Buy) $28.45 2009-05-19 2018-05-18 8,770 8,770 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $13.27 2010-05-18 2019-05-17 45,172 45,172 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $18.24 2011-05-17 2020-05-16 33,190 33,190 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-08-19 6,705 6,705 Direct
2011-08-19 13,295 13,295 Direct
2014-05-16 95,000 95,000 Direct
2018-05-18 8,770 8,770 Direct
2019-05-17 45,172 45,172 Direct
2020-05-16 33,190 33,190 Direct
Footnotes
  1. Includes 22,711 shares of restricted stock issued to reporting person under the Columbus McKinnon Corporation 2006 Long Term Incentive Plan dated as of May 4, 2006, subject to forfeiture in whole or part; 4,629 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/19/2011, and the remaining 18,082 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/18/2011, if reporting person remains an employee of issuer.
  2. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employoee Stock Ownership Plan, as amended (the "ESOP").
  3. Originally a 19,310 incentive stock option grant, reporting person exercised 9893 options on 4/1/2011, 1408 options on 4/4/2011 and 1,304 options on 4/5/11. The remaining 6,705 options are fully exercisable, subject to IRS limitations.
  4. Originally a 40,690 non-qualified stock option grant, reporting person exercised 21,695 options on 4/1/2011, 2960 options on 4/4/2011 and 2,740 options on 4/5/2011. The remaining 13,295 options are fully exercisable, subject to IRS limitations.
  5. Originally a 125,000 incentive stock option grant, reporting person exercised 30,000 options on 5/27/2009. The remaining 95,000 options are fully exercisable, subject to IRS limitations.
  6. Exercisable 25% per year for four years, beginning 5/19/09, if reporting person remains an employee of issuer.
  7. Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer.
  8. Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.