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Home > Insider Trading > Filing (0001104659-20-136863)

Filing Details

Accession Number:: 0001104659-20-136863
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-12-17 16:18:04
Reporting Period:: 2020-12-15

Accepted Time:: 2020-12-17 16:18:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1824403	Roth Ch Acquisition Ii Co	ROCCU	Blank Checks (6770)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1835861	Chlm Sponsor-1 Llc	222 South Ninth Street, Suite 350 Minneapolis MN 55402		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-12-15	29,016	$10.00	332,362	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants to purchase Common Stock	Acquisiton	2020-12-15	14,508	$0.00	14,508	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
14,508			No	4	P	Direct

Footnotes

The reporting person acquired units, consisting of shares and warrants.
The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.